WebNov 16, 2024 · On October 15, 2024, the CFTC unanimously adopted amendments to Rule 3.10 (c) that will be of assistance to foreign-located persons acting as commodity pool operators 1 on behalf of offshore commodity pools. 2 Rule 3.10 (c) will be familiar to many non-U.S. CPOs as their current primary exemption from commodity pool operator … WebApr 10, 2024 · Commodity brokers, also called commodities brokers, are firms or individuals who help investors deal in commodity contracts by offering trading platforms, …
CFTC Registration Relief for Non-U.S. CPOs - Foley & Lardner
WebOct 12, 2024 · Retaining the current scope of the definition of “brokers,” meaning that a CPO must report all brokers, not just those used in connection with commodity interest transactions. Schedule B includes information on each pool’s investment strategy, borrowings and types of creditors, counterparty credit exposure, trading and clearing … WebClients include SEC and State Registered Investment Advisers, Broker Dealers, Hedge Funds, Private Equity Funds, Commodity Pool Operators, Commodity Trading Advisers, Introducing Brokers. it is in the water
Mike Brady - Institutional Sales - Interactive Brokers LinkedIn
Weba commodity pool that— has total assets exceeding $5,000,000; and; is formed and operated by a person subject to regulation under this chapter or a foreign person performing a similar role or function subject as such to foreign regulation (regardless of whether each investor in the commodity pool or the foreign person is itself an ... Webgeneral regulations under the commodity exchange act 2. 2.1 to 2.4. official seal 3. 3.1 to 3.75. registration 4. 4.1 to 4.41. commodity pool operators and commodity trading advisors 5. 5.1 to 5.25. off-exchange foreign currency transactions 7. 7.1. registered entity rules altered or supplemented by the commission 8 [reserved] 9. 9.1 to 9.33 neighborhood first bristol pa